CASS Oversight Analyst

 Location: Edinburgh
 Salary: Up to £30,000 D.O.E
 Job type: Permanent
 Closes: closed

Responsibilities of the Position:

  • Oversight of both Operations and Third Party Administrators.
  • Providing technical and operational support to the business, CASS Oversight Manager and CF10a. 
  • Review, challenge and sign off any CASS breaches ensuring the control failures are evaluated and appropriate preventative action is implemented.
  • Maintenance of CASS MI. Trend analysis and MI reporting for CASS breaches.
  • Monitor root cause analysis and remediation of any CASS breaches. Management of open CASS breach actions, to ensure timely closure. Management of CASS policies and CASS standards documents.
  • Champion superior client satisfaction by acting as an advocate for clients and ensuring that queries are tracked, satisfactorily resolved in a timely and accurate manner against agreed service standards and in line with client satisfaction criteria
  • Assessing operational risk, and escalating to senior manager as required

Background of the Position:

  • Detailed technical knowledge of the FCA CASS sourcebook as applied to asset management companies and wealth providers.
  • Knowledge of oversight of Third Party service providers.
  • Proven experience working with CASS regulations, preferably in an asset management context.
  • Strong operational experience preferred and experience of managing an outsourced relationship is an advantage.
  • Good working knowledge of Microsoft Applications (Word, Excel, MS Outlook)
  • Exposure to Vendor Management
  • Strong communication skills to engage with various stakeholders across the business
  • Excellent organisational and administration skills
  • Enthusiastic and positive can-do attitude
CASS Oversight

Meraki Talent values diversity in our own workforce and we actively support our clients to build diverse and inclusive workplaces. For all our roles, both internal and those on behalf of our clients, we welcome enquiries from everyone

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Business Manager - Financial Services

Andrew Beattie

Andrew joined the Meraki Talent team in 2017, and is a key member of the financial services division. Andrew is an experienced recruiter with over eight years' experience and an extensive knowledge of the financial services sector. Andrew is passionate about recruitment and finding exceptional talent for his clients.