Compliance Officer – Financial Planning
Permanent (Full time or part time)
Excellent Salary & fantastic benefits
Meraki Talent are currently recruiting on behalf of a prestigious investment management firm seeking a driven and committed compliance professional to join them as Compliance Officer / CF10 to work with them on a full or part time basis.
You will have day-to-day oversight responsibility of compliance and regulatory issues.
Responsibilities of the Compliance Officer – Financial Planning:
Background of the Compliance Officer – Financial Planning:
A minimum requirement of Level 4 Diploma in Financial Planning or equivalent desirable, as is AF3 or equivalent Pension Transfer qualification.
If you have the relevant experience, contact Chris Wilson for a confidential chat.
Is this job for you?
Chris wants: Regulatory Compliance, Financial Planning, Pension Transfers, Compliance Officer, CF10
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