Mandate Compliance Specialist

 Location: Edinburgh
 Salary: Excellent
 Job type: Permanent
 Closes: closed

Mandate Compliance Specialist

Long Term Contract

Excellent Salary (or Daily Rate)



Meraki Talent are supporting a leading asset management client in recruiting a mandate compliance specialist to join their Edinburgh office.


You will monitor mandate compliance across all portfolios managed, on a pre and post trade basis, checking market related risks across portfolios to provide effective second line oversight.


Responsibilities of the Mandate Compliance Specialist:

  • Monitor and control pre and post-trade mandate compliance using the order management system (ThinkFolio), investigating any issues through to resolution.
  • Ensure all restrictions are correctly implemented within the system.
  • Support automation of mandate compliance rules within ThinkFolio, including system enhancements and upgrades.
  • Develop risk reports to meet regulatory requirements.


Background of the Mandate Compliance Specialist:

  • Strong experience working in a similar role, preferably using thinkFolio.
  • Proficient knowledge of financial markets and investment instruments including derivatives is desirable.
  • Understanding of legislation including UCITS, AIFMD & PRIIPS is preferable.
  • Programming skills are desirable – in particular VBA.



This is an excellent opportunity to join a growing firm at an exciting time in their development!


Contact Chris Wilson on directly for more information about this exciting opportunity.


Is this you?


Chris wants: Mandate Compliance, Investment Restriction, ThinkFolio, Sentinel, Charles River


Charles river Investment Restriction Mandate Compliance Sentinel Thinkfolio

Meraki Talent values diversity in our own workforce and we actively support our clients to build diverse and inclusive workplaces. For all our roles, both internal and those on behalf of our clients, we welcome enquiries from everyone

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Business Manager – Governance, Risk & Compliance

Chris Wilson

Based in our Glasgow office, Chris has been a part of the Meraki Talent team since 2015. Chris manages a team of GRC recruitment specialists servicing Scotland's fast-growing risk & compliance market. He works with top-tier banks, life companies, wealth managers and fund managers to source top risk and compliance talent. Chris started his recruitment career after graduating in 2010 with a degree in Statistics from the University of Glasgow.