Senior Compliance Analyst

 Location: Edinburgh
 Salary: Excellent + bonus
 Job type: Permanent
 Closes: closed

Senior Compliance Lead Analyst



Excellent Salary + benefits



Meraki Talent’s market leading platform provider client are seeking 2 Senior Compliance Lead Analysts to be based within their growing function in Edinburgh.


One position will support the firm’s pension propositions, providing compliance consultancy in relation to FCA and HMRC requirements for pensions, advising on and reviewing FCA/HMRC filings. 


The second role will support their wealth and bank propositions, providing compliance consultancy in relation to FCA/PRA requirements for banks/wealth clients. You will engage with clients’ 2LOD teams providing assurance of 2LOD oversight of their business proposition.


Responsibilities of the Senior Compliance Analyst:


  • Provide advice on FCA and other applicable regulations in connection with regulated and administrative activities
  • Provide regulatory advice in connection with business propositions
  • Review risk events confirm rule references and advise on action to be taken to rectify any breaches of FCA Rules
  • Ensure the business meet the minimum standards of the Regulatory Compliance Policy
  • Review supporting policies to the Regulatory Compliance Policy ensuring that they remain up-to-date.
  • Client Relationship Management with 2LOD Counterparties


Background of the Senior Compliance Analyst:


  • Significant experience in a regulatory role that enables you to support Pensions or Banking/Wealth Management firms
  • Detailed knowledge of the FCA Handbook particularly SYSC, CASS, COBS and COLL rules and HMRC requirements
  • Good knowledge of appropriate European Directives.
  • Excellent communication and relationship management skills.


Experience of both front and back office investment operations functions would be an advantage, gained through a compliance function.


If you have the relevant experience working within Regulatory Compliance please contact Chris Wilson for a confidential chat.


Is this job for you? 


Chris wants: Regulatory Compliance, 2LOD, Compliance Monitoring


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2LOD Compliance Monitoring Regulatory Compliance

Meraki Talent values diversity in our own workforce and we actively support our clients to build diverse and inclusive workplaces. For all our roles, both internal and those on behalf of our clients, we welcome enquiries from everyone

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Business Manager – Governance, Risk & Compliance

Chris Wilson

Based in our Glasgow office, Chris has been a part of the Meraki Talent team since 2015. Chris manages a team of GRC recruitment specialists servicing Scotland's fast-growing risk & compliance market. He works with top-tier banks, life companies, wealth managers and fund managers to source top risk and compliance talent. Chris started his recruitment career after graduating in 2010 with a degree in Statistics from the University of Glasgow.